Announcement PDF Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity: AUSTRALIAN RARE EARTHS LIMITED ABN 73 632 645 302 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Angus Jack Rutherford Barker Date of last notice 9 May 2023 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Date of change No. of securities held prior to change Direct & Indirect Director is a beneficiary of the Esmerelda Trust. 28 June 2023 Direct 2,200,000 Ordinary fully paid shares Indirect 500,000 Unlisted Options with an exercise price of $0.47 (47 cents) and expiring on 28 February 2026. Class Number acquired Number disposed + See chapter 19 for defined terms. 01/01/2011 Ordinary Shares & Unlisted Options 500,000 – Ordinary Shares @ $0.45c per Share. 166,667 – Unlisted Options - Appendix 3Y Page 1 Appendix 3Y Change of Director’s Interest Notice Value/Consideration $225,000 No. of securities held after change Direct Note: If consideration is non-cash, provide details and estimated valuation 2,700,000 Ordinary fully paid shares 166,667 Unlisted Options with an exercise price of $0.57 (57 cents) and expiring on 9 May 2025. Indirect 500,000 Unlisted Options with an exercise price of $0.47 (47 cents) and expiring on 28 February 2026. Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buyback Issue of securities from April 2023 placement following shareholder approval. Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract Nature of interest N/A N/A Name of registered holder (if issued securities) N/A Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation + See chapter 19 for defined terms. Appendix 3Y Page 2 N/A N/A N/A 01/01/2011 Appendix 3Y Change of Director’s Interest Notice Interest after change N/A Part 3 – +Closed period Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date was N/A this provided? + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity AUSTRALIAN RARE EARTHS LIMITED ABN 73 632 645 302 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Bryn Llywelyn Jones Date of last notice 17 March 2023 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. BEECHCREST INVESTMENTS PTY LTD <JONES FAMILY A/C> MR BRYN LLYWELYN JONES & MRS KELLIE NICOLE JONES <TAWEL SUPERANNUATION A/C> Direct or indirect interest Indirect Indirect Nature of indirect interest Mr Jones is a beneficiary Mr Jones is a beneficiary 28 June 2023 N/A (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Date of change + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1 Appendix 3Y Change of Director’s Interest Notice No. of securities held prior to change 14,070,000 Ordinary Shares. 250,158 Ordinary Shares (Subject to escrow until 1 July 1,066,667 Ordinary Shares 2023). (subject to escrow until 1 July 2,700,000 Unlisted Options 2023) with an exercise price of $0.30 (30 cents) and expiring on 25 January 2025. (Subject to escrow until 1 July 2023) 750,000 Unlisted Options with an exercise price of $0.45 (45 cents) and expiring 29 June 2024. (Subject to escrow until 1 July 2023. 500,000 Unlisted Options with an exercise price of $0.50 and expiring 2 December 2025. 225,000 Ordinary Shares. Class Number acquired Number disposed Value/Consideration Ordinary Shares & Unlisted N/A Options 222,223 – Ordinary Shares @ N/A $0.45c per Share. 74,074 – Unlisted Options N/A N/A $100,000.35 N/A Note: If consideration is non-cash, provide details and estimated valuation + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Appendix 3Y Change of Director’s Interest Notice No. of securities held after change 14,070,000 Ordinary Shares. 250,158 Ordinary Shares (Subject to escrow until 1 July 1,066,667 Ordinary Shares 2023). (subject to escrow until 1 July 2,700,000 Unlisted Options 2023) with an exercise price of $0.30 (30 cents) and expiring on 25 January 2025. (Subject to escrow until 1 July 2023) 750,000 Unlisted Options with an exercise price of $0.45 (45 cents) and expiring 29 June 2024. (Subject to escrow until 1 July 2023. 500,000 Unlisted Options with an exercise price of $0.50 and expiring 2 December 2025. 74,074 Unlisted Options with an exercise price of $0.57 (57 cents) and expiring on 9 May 2025. 447,223 Ordinary Shares. Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back Issue of securities from April N/A 2023 placement following shareholder approval. Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract N/A Nature of interest N/A Name of registered holder (if issued securities) N/A Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired + See chapter 19 for defined terms. 01/01/2011 N/A Appendix 3Y Page 3 Appendix 3Y Change of Director’s Interest Notice Interest disposed N/A Value/Consideration N/A Note: If consideration is non-cash, provide details and an estimated valuation Interest after change N/A Part 3 – +Closed period Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date was N/A this provided? + See chapter 19 for defined terms. Appendix 3Y Page 4 01/01/2011 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity AUSTRALIAN RARE EARTHS LIMITED ABN 73 632 645 302 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Dudley John Kingsnorth Date of last notice 17 March 2023 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Dudley John Kingsnorth BT PORTFOLIO SERVICES LIMITED <DJ & JA KINGSNORTHS S/F A/C> INDUSTRIAL MINERALS COMPANY OF AUSTRALIA PTY LTD <IMCOA A/C> DUDLEY JOHN KINGSNORTH + JANE ANNE KINGSNORTH <DUDLEY JOHN KINGSNORTH AND JANE ANNE KINGSNORTH SMSF> JANE KINGSNORTH Direct Indirect Indirect Indirect Indirect Mr Kingsnorth is Mr Kingsnorth is Mr Kingsnorth is a Wife of Kingsnorth a beneficiary a Director and beneficiary Shareholder Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Date of change 28 June 2023 + See chapter 19 for defined terms. 01/01/2011 N/A N/A N/A Appendix 3Y Page 1 N/A Mr Appendix 3Y Change of Director’s Interest Notice No. of securities held prior to change 750,000 Ordinary Shares (subject to escrow until 1 July 2023). 209,667 Ordinary Shares 458,000 Ordinary Shares 666,667 Ordinary Shares (subject to escrow until 1 July 2023). 600,000 Unlisted Options with an exercise price of $0.30 (30 cents) and expiring on 25 January 2025 (subject to escrow until 1 July 2023). 500,000 Unlisted Options with an exercise price of $1.44 and expiring 1 December 2024 1,000,000 Unlisted Options with an exercise price of $0.45 (45 and cents) expiring 29 June 2024. (Subject to escrow until 1 July 2023) 162,667 Ordinary Shares 750,000 Unlisted Options with an exercise price of $0.50 and expiring 2 December 2025 Class Ordinary Shares N/A N/A N/A N/A N/A N/A N/A N/A Unlisted Options Number acquired 50,000 – Ordinary Shares 16,667 – unlisted Options Number disposed N/A N/A N/A N/A N/A Value/Considera tion $22,500 N/A N/A N/A N/A Note: If consideration is non-cash, provide details and estimated valuation + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Appendix 3Y Change of Director’s Interest Notice No. of securities held after change 50,000 Ordinary Shares 209,667 Ordinary Shares 750,000 Ordinary Shares (subject to escrow until 1 July 2023). 458,000 Ordinary Shares 666,667 Ordinary Shares (subject to escrow until 1 July 2023). 500,000 Unlisted Options with an exercise price of $1.44 and expiring 1 December 2024 600,000 Unlisted Options with an exercise price of $0.30 (30 cents) and expiring on 25 January 2025 (subject to escrow until 1 July 2023). 1,000,000 Unlisted Options with an exercise price of $0.45 (45 and cents) expiring 29 June 2024. (Subject to escrow until 1 July 2023) 162,667 Ordinary Shares N/A N/A 750,000 Unlisted Options with an exercise price of $0.50 and expiring 2 December 2025 16,667 Unlisted Options with an exercise price of $0.57 (57 cents) and expiring on 9 May 2025. Nature change of Issue of securities from April 2023 Example: on-market trade, off-market trade, placement exercise of options, following issue of securities under dividend shareholder reinvestment plan, approval. participation in buy- N/A N/A back + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3 Appendix 3Y Change of Director’s Interest Notice Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract N/A Nature of interest N/A Name of registered holder (if issued securities) N/A Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired N/A Interest disposed N/A Value/Consideration N/A Note: If consideration is non-cash, provide details and an estimated valuation Interest after change N/A Part 3 – +Closed period Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date was N/A this provided? + See chapter 19 for defined terms. Appendix 3Y Page 4 01/01/2011 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity: AUSTRALIAN RARE EARTHS LIMITED ABN: 73 632 645 302 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Pauline Carr Date of last notice 20 March 2023 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Date of change No. of securities held prior to change Indirect Equinas Apache Pty Ltd (Ms Carr is sole Director) Equinalia Pty Ltd ATF Equinalia Trust (Ms Carr is sole Director) 28 June 2023 Equinas Apache Pty Ltd 50,000 fully paid ordinary shares Equinalia Pty Ltd ATF Equinalia Trust 600,000 Unlisted Options with an exercise price of $1.44 and expiring 1 December 2024. 500,000 Unlisted Options with an exercise price of $0.50 and expiring 2 December 2025. Class Ordinary Shares & Unlisted Options Number acquired Number disposed 44,445 – Ordinary Shares @ $0.45c per Share. 14,815 – Unlisted Options Value/Consideration $20,000.25 Note: If consideration is non-cash, provide details and estimated valuation + See chapter 19 for defined terms. 01/01/2011 n/a Appendix 3Y Page 1 Appendix 3Y Change of Director’s Interest Notice No. of securities held after change Equinas Apache Pty Ltd 94,445 fully paid ordinary shares 14,815 Unlisted Options with an exercise price of $0.57 (57 cents) and expiring on 9 May 2025. Equinalia Pty Ltd ATF Equinalia Trust 600,000 Unlisted Options with an exercise price of $1.44 and expiring 1 December 2024. 500,000 Unlisted Options with an exercise price of $0.50 and expiring 2 December 2025. Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back Issue of securities from April 2023 placement following shareholder approval. Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract N/A Nature of interest N/A Name of registered holder (if issued securities) N/A Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired N/A Interest disposed N/A Value/Consideration N/A Interest after change N/A Note: If consideration is non-cash, provide details and an estimated valuation + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Appendix 3Y Change of Director’s Interest Notice Part 3 – +Closed period Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date was N/A this provided? + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity: AUSTRALIAN RARE EARTHS LIMITED ABN: 73 632 645 302 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Rickie James Pobjoy Date of last notice 17 March 2023 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Date of change + See chapter 19 for defined terms. 01/01/2011 Indirect TOO UP HOLDINGS PTY LTD <POBJOY FAMILY A/C> (Director is a Director & Shareholder of Trustee and beneficiary of trust) 28 June 2023 Appendix 3Y Page 1 Appendix 3Y Change of Director’s Interest Notice No. of securities held prior to change 14,070,000 Ordinary Shares (subject to escrow until 1 July 2023) 100,000 Ordinary Shares 2,700,000 Unlisted Options with an exercise price of $0.30 (30 cents) and expiring on 25 January 2025 (subject to escrow until 1 July 2023). 2,000,000 Unlisted Options with an exercise price of $0.45 (45 cents) and expiring 29 June 2024. (subject to escrow until 1 July 2023). 2,000,000 Unlisted Options with an exercise price of $0.60 (60 cents) and expiring 29 July 2025. Class Number acquired Number disposed Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation + See chapter 19 for defined terms. Appendix 3Y Page 2 750,000 Unlisted Options with an exercise price of $0.50 and expiring 2 December 2026. Ordinary Shares & Unlisted Options 50,000 – Ordinary Shares @ $0.45c per Share. 16,667 – Unlisted Options n/a $22,500 01/01/2011 Appendix 3Y Change of Director’s Interest Notice No. of securities held after change 14,070,000 Ordinary Shares (subject to escrow until 1 July 2023) 150,000 Ordinary Shares 2,700,000 Unlisted Options with an exercise price of $0.30 (30 cents) and expiring on 25 January 2025 (subject to escrow until 1 July 2023). 2,000,000 Unlisted Options with an exercise price of $0.45 (45 cents) and expiring 29 June 2024. (subject to escrow until 1 July 2023). 16,667 Unlisted Options with an exercise price of $0.57 (57 cents) and expiring on 9 May 2025. 2,000,000 Unlisted Options with an exercise price of $0.60 (60 cents) and expiring 29 July 2025. 750,000 Unlisted Options with an exercise price of $0.50 and expiring 2 December 2026. Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buyback + See chapter 19 for defined terms. 01/01/2011 Issue of securities from April 2023 placement following shareholder approval. Appendix 3Y Page 3 Appendix 3Y Change of Director’s Interest Notice Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract Nature of interest N/A N/A Name of registered holder (if issued securities) N/A Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change N/A N/A N/A N/A Part 3 – +Closed period Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date was N/A this provided? + See chapter 19 for defined terms. Appendix 3Y Page 4 01/01/2011